Äîêóìåíò âçÿò èç êýøà ïîèñêîâîé ìàøèíû. Àäðåñ îðèãèíàëüíîãî äîêóìåíòà : http://www.issp.ac.ru/lek/zverev/art66-RE.pdf
Äàòà èçìåíåíèÿ: Tue Oct 11 15:31:18 2011
Äàòà èíäåêñèðîâàíèÿ: Tue Oct 2 04:41:54 2012
Êîäèðîâêà: Windows-1251
)XQFWLR QDO 0DWHULDOV 1R

Û 67& ,QVWLWXWH IRU 6LQJOH &U\VWDOV

7KH VHFRQG FULWLFDO PDJQHWLF ILHOG RI PXOWLOD\HUHG FRQGXFWRUV ZLWK QDQROD\HUV RI VXSHUFRQ GXFWLQJ 1E+7L DOOR\V
93.RU]KRY$91LNXORY 91=YHUHY

,QVWLWXWHRI6ROLG6WDWH3K\VLFV5XVVLDQ$FDGHP\RI6FLHQFHV


&KHUQRJRORYND0RVFRZUHJLRQ5XVVLD &KHUQRJRORYND0RVFRZUHJLRQ5XVVLD

,QVWLWXWHRI0LFURHOHFWURQLFV7HFKQRORJ\5XVVLDQ$FDGHP\RI6FLHQFHV

5HFHLYHG1RYHPEHU
0XOWLOD\HU WDSHV FRQWDLQLQJ 1E+7 L DQG ZW DOOR\ OD\HUV VHSDUDWHG E\ QLRELXP OD\HUV KDV EHHQ LQYHVWLJDWHG 7KH WKLFNQHVV RI OD\HUV ZDV IURP a WR QP 7KH WDSHV ZHUH SURGXFHG E\ WKH F\FOH UROOLQJ RI WKH PXOWLOD\HUHG SDFNHWV 7KH HIIHFWLYH SLQQLQJ RI WKH YRUWLFH WKUHDGV ZDV RFFXUUHG DW WKH LQWHUOD\HU 1E1E7 L ERXQGDULHV 7KH VHFRQG FULWLFDO PDJQHWLFILHOGKDVEHHQIRXQGWRGHFUHDVHZLWKGHFUHDVLQJWKLFNQHVVRIWKHOD\HUV$WVPDOO OD\HU WKLFNQHVV LWV YDOXH GHSHQGHG RQ WKH WDSH UROOLQJ SODQH RULHQWDWLRQ ZLWK UHVSHFW WR H[WHUQDO PDJQHWLF ILHOG 7KH UHVXOWV DUH H[SODLQHG E\ WKH SUR[LPLW\ HIIHFW jœœãË?mÈÓ¿ äÓ??œã?RÓ¿Ë ãËÓ¿ œ?Ë?ÎÈÒË œã?Ò ÒÏ œmË?????m?'Ò? œ?ãÈm?m

ÓÒ?Ò' œ Ò äÈœœ 7L ?ÈÏËãËÓÓ¿? œã?'äÒ ÓÒ?Ò' ?ãÒÓÈ œã?Ëm Û ? a ?

a Óä ËÓ¿ ??ãÈãÒ ?È?Ó?R ???}È}?R äÓ??œã?RÓ¿? ?È}Ë?m wÁÁË}ÒmÓ?Ë
1E+1E7L

ÏÈË?ãËÓÒË œmË?????m?'Ò? mÒ??Ëm¿? ÓÒËR ???Òœ??Òã? ÓÈ äËÎœã?RÓ¿? ?ÈÓÒÈ? ÓÒËä ?ãÒÓ¿ œã?Ëm ?Ò äÈã?R ?ãÒÓË œã?Ëm Ë? mËãÒÒÓÈ ÏÈmÒœËãÈ ? ??ÒËÓÈÒÒ ?ã?œ}?œÒ ???}È}Ò ãËÓ¿ ?Ó?œÒËãÓ? mÓË Ó' œÈÓ?mãËÓ? ? m???Ë}?ÒÒËœ}?ËäÈÓÒÓ?Ë??ãËäËÓ



Èã?œœäËÓ



Ë






ÓË? äÈÓÒÓ?? ??ã' cËÏãÈ¿ ?'œ

œ' ?ÁÁË}?ä ãÒÏ?œÒ

,QWURGXFWLRQ
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
)XQFWLRQDO PDWHULDOV

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


[

O

[

[






93.RU]KRYHWDO7KHVHFRQGFULWLFDOPDJQHWLF

)LJ 'HSHQGHQFHV M.+ IRU &X1E1E7 L FRPSRVLWHV DW . D DQG E WKH 1E DQG DOOR\ OD\HU WKLFNQHVV a DQG a QP a DQG a QP UHVSHFWLYHO\

WHUQDWH ZLWK WKRVH RI D GLHOHFWULF RU D QRU PDO PHWDO D UH FDSD EOH WR FDUU\ D UD WKHU KL J K V XSH UF R QG XF W LQ J FX UU HQ W RI D ERXW $FP ,Q RXU SUHYLRXV ZRUN >@ VXFK D OD \HUHG VWUXFWXUH KDV EHHQ UHDOL]HG LQ P XOWLOD \HUHG
&X1E

7KHVWXG\REMHFW
6WXGLHG Z HUH P XOWLOD \HUHG
7L &X1E1E7L

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
&X1E1E7L

FRPS RVLWHV ZKHUH QLRELXP OD\HUV DO

WHUQDWH ZLWK FRS SHU RQHV 0HD VXUHP HQWV LQ Ü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

ZLWK WKH P LQLPD O QXP EHU RI
1E

OD \HUVQLRELXPWKHDOOR\ WKXVZLWK WKHLU PD[LPDO WKLFNQHVV WKH QXPEHU RI IRLOV ZDV WKH QXPEHU RI DOOR\ RQHV )RU D WDS H ZLWK WKH PD [LPD O QXPEHU RI OD \HUV Û
1E

RI LQFUHDVLQJ GHQVLW\ RI ERXQGDULHV EHLQJ WKH S LQQLQJ FHQWHUV +RZ HYHU LQ WKH PXOWL O D\HUHG WDSHV ZLWK YHU\ VPDOO OD\HU WKLFNQHVV G QP M. H[FHHGHG WKDW LQ WKRVH RI D JUHDWHU WKLFNQHVV RQO\ LQ UDWKHU VPDOO PDJ WKH M. YD OXH IRU WKH P XOWLOD \HUHG WDSHV ZLWK G QP GHFUHD VHV VKDUSO\ )LJ E DQG EHFRPHV ORZ HU WKDQ WKD W LQ WKH P XOWLOD \HUHG WDS HV ZLWK WKLFNHU OD\HUV RI G Ü QP )LJ D 7KH VKDUS M. UH GX FWLRQ LQ WK H KLJK ILHOGV +! 7 PD \ EH FRQQHFWHG ZLWK WK H U HG XF WLRQ RI VHFRQG FULWLFDO PD JQHWLF ILHOG + QHWLFILHOGV+ 7 ,Q KLJKHUILHOGV +! 7

d

Û D Q DOOR\ D QG WKHLU
1E

PLQLP DO WKLFNQHVV WKH LQLWLD O QXPEHU RI

IRLO V Z DV WKH QXP EHU RI DOOR\ IRLOV $W WKH VHFRQG VWD JH WKH S DFNHW Z DV FRO OHFWHG IURP D QG PXO WLO D\ HUHG IRLOV RI RI PP WKLFNQHVV REWD LQHG DIWHU WKH ILUVW VWDJH $W WKH WKLUG VWD JH WKH S DFNHWV FRQ VLVWH G R I P X OW LOD\ HUHG WD SH V REWD LQHG DIWHU WKH VHFRQG VWDJH DQG FRS SHU IRLO V IRU ERWK FRP SRVLWHV 7R ILQLVK WKH WKLFNQHVV RI QLRELXP D QG DO OR\ OD\HUV WR a D QG a QP UH VS HF WLYHO\ WKH URO O H G
&X1E1E7L

d

|

.

RI WK H PXOWLOD\HUH G WDSH V Z LWK

FRP SRVLWH DQ G

WKLQ OD\HUV G QP ,Q RUGHU WR YHULI\ WKLV D VVXPS WLRQ Z H KDYH P HDVXUHG WKH VHFRQG FULWLFDO ILHOG + FRQWD LQLQJ WKH P LQLPD O DQG PD [LPD O QXP EHU RI OD \HUV


|

ZL WK WKH P D [LPD O QX P EHU RI OD \H U V ZD V DGG LW L R QDOO\ GR ZQ WR P P WKLFNQHVV )L JD VK RZ V WKH FURVVVHFWLRQ PLFUR VWUXFWXUH RI WKH PXOWLOD\ HUHG WD SH FRQWD LQ LQ J QL R EL XP OD\ HUV D QG
)XQFWLRQDO PDWHULDOV
1E

.

RI WKH PXOWLOD\ HUHG WDSHV








93.RU]KRYHWDO7KHVHFRQGFULWLFDOPDJQHWLF

)LJ&URVVVHFWLRQPLFURVWUXFWXUHR IPXOWLOD\HUHG&X1E1E7L WDSHVDUDVWHU HOHFWURQLF PLFURV FRS\ XQDQQHDOHG E DQG F WUDQVPLVVLRQ HOHFWURQ PLFURVFRS\ DIWHU DQQHDOLQJ DW S & IRU K

ZW

7L

RQH V 7 K H V H FWL RQ L V D UU D QJHG

DO RQJ WKH U RO OLQJ GL UH FWL RQ 8QGHU UD VWH U HOHFWURQ P LFURVFRS H WKH QLRELXP OD\HUV ORRN DV OLJKW VWULSV WKH DOOR\ RQHV DUH GDUN 7KH PLFURVWUXFWXUH SKRWR )LJ E DQG F RE WD LQHG XVLQJ WUDQVPLVVLRQ HO HFWURQ P LFURV FRS \ VKRZV WKDW WKH OD \HUV DUH QRW LQWHU PL[HG DIWHU FROG GHIRUP DWLRQ DQG ORZWHP SHUD WXUH D QQHDO LQJ 7KH HVWLP DWHG WKLFNQHVV RI OD\H UV L Q WK LV W DS H GLG QR W H[FHHG QP D QG LQ PRVW FD VHV DPRXQWHG Ü QP WKDW FRUUHVSRQGHG ZHO O WR WKH FDOFX OD WHG WKLFNQHVV RI QLRELXP D QG DO OR\ O D\ HUV

0HDVXUHPHQWRIWKHVHFRQG FULWLFDOPDJQHWLFILHOG
7KH VHFRQG FULWLFDO P DJQHWLF ILHO G + LQJ+ ZD V GHWHUPLQHG H[S HULPHQWDO O\ E\ P HDVXU WKD W LV DW IL[HG YD OXHV RI P DJQHWLF ILHOG + SU R GX FH G E \ D VXSHUFRQGXFWLQJ V RO HQRLG 7K H PHD VXULQJ FXUUHQW ZD V DERXW P$ 7KH VXSHUFRQGXFWLQJ WUD QVLWLRQ WHPS HUDWXUH ZD V P HDVXUHG XVLQJ S RVLWLRQV RI WKH UHVLV WLYH WUD QVLWLRQV VKRZ Q LQ )LJ 7KH + GHSHQGHQFH Z DV IXUWKHU SORWWHG EHLQJ OLQ HDU QHDU WKH FULWLFD O WHPS HUDWXUH 7KHQ WKH VO RS H ÜG+ XVL QJ ÜG+ VHF RQG FULWLFD O PD JQHWLF ILH O G Z D V IRXQG WKH G7 I RUP XO D +
)LJ 6XSHUFRQGXFWLQJ WUDQVLWLRQV RI WKH
&X1E1E7L

.

FRPSRVLWH PHDVXUHG E\ D UHVLV

WLYH PHWKRG DW WKH PHDVXULQJ FXUUHQW a P$ DW GLIIHUHQW YDOXHV RI WKH PDJQHWLF ILHOG SHU SHQGLFXODU WR UROOLQJ SODQH IUR P ULJKW WR OHIW DQG 7 $QQHDO LQJ S& IRU K

.

QHDU WKHFULWLFDOWHPS HUDWXUH7. >@

.

7

.

G7

%%.

ZD V FDOFXOD WHG 7KH

DP RXQWV a RI WKH +. YDO XH D W . 7KH VHFRQG FUL WLFDO IL HOG +

.

%%.

> @ 7KH +

. . D W

7

.

.

FULWLFD O FXUUHQW VHH )LJ Z DV P HDVXUHG ERWK DW SHUSHQGLFXODU DQG DQG SDUDOOHO DQG RULHQWDWLRQV UROOLQJ SODQH ZLWK UH VSHFW WR WKH PDJQHWLF ILHOG GLUHFWLRQ )LJ
)LJ 'HSHQGHQFHV + FRPSRVLWHV DW SHUSHQGLFXODU DQG DQG SDUDOOHO DQG UROOLQJ SODQH RULHQWDWLRQV UHODWLYH WR PDJQHWLF ILHOG GLUHFWLRQ DQG DIWHU FROG GHIRUPDWLRQ DQG DIWHU FROG GHIR UPDWLRQ DQG DQQHDOLQJ DW S & IRU K 7KH WDSH WKLFNQHVV PP 6HH 7DEOH OLQHV DQG

.

DV ZH O O D V WKH

.

7 IRU &X1E1E7L

([SHULPHQWDOUHVXOWV
7KH GDWD RI PHD VXUHP HQWV DV ZHO O D V WKH ÜG+ VXP PD UL]HG LQ WKH 7D EOH ,Q WKH WKUHH XSSHU
)XQFWLRQDO PDWHULDOV

.

G7

%%. DQG +. . YDOXHV DUH








93.RU]KRYHWDO7KHVHFRQGFULWLFDOPDJQHWLF

7DEOH 5HVXOWV RI +

.

PHDVXUHPHQWV QHDU 7

.
ÜG+

6DPSOH FKDUDFWHULVWLF

.

G7

%%.

7.

+

.

. 7 +__UROOLQJ SODQH

+ UROOLQJ SODQH

)

+__UROOLQJ SODQH

+ UROOLQJ SODQH

)

QP
&X1E1E7 L

DQQHDOHG DW S & K

QP &X1E1E7 L XQDQQHDOHG 7KH VDPH DV 1R EXW DQQHDOHG DW S & K PP WKLFN WDSH RI 1E 7L DOOR\ XQDQQHDOHG a OD\HUV QP &X1E7 L1E7L $QQHDO S& K QP &X1E1E7L XQDQQHDOHG 7KH VDPH DQQHDOHG DW S & K 7KH VDPH DQQHDOHG DW S & K 7KH VDPH DQQHDOHG DW S & KS& K 7KH VDPH DQQHDOHG DW S & K QP &X1E1E7 L DQQHDOHG S& K

















































)LJ 'HSHQGHQFHV +

QP E DW SDUDOOHO DQG SHUSHQGLFXODU UROOLQJ SODQH RULHQWDWLRQV UHODWLYH WR PDJQHWLF ILHOG GLUHFWLRQ $QQHDOLQJ S & K

.

7 IRU &X1E1E7L FRPSRVLWHV ZLWK WKH DOOR\ OD\HU WKLFNQHVV D DQG

O LQHV RI WKH 7DEO H Z H FRPS DUH WKH PHD VXUH PH QW U HVXOWV IRU
&X1E1E7L

SRVLWH 7KH FRPS RVLWH

&X1E1E7L

DUH VXE

FRP SRVLWHV

MHFWHG WR ORZ WHP SHUD WXUH DQQHD OLQJ DIWHU WKH GHIRUPDWLRQ DW WKH URRP WHPS HUDWXUH DQG DIWHU KHDW WUHD WP HQW D W S& $O O WKH VD PS OHV KDG D SS UR[LP DWHO\ LGHQWLFDO FULWLFDO WHPSHUDWXUH V LQ ]HU R PDJQHWL F ILHO G )RU
&X1E1E7L

KD YLQJ GLIIHUHQW WKLFNQHVV RI OD \HUV 7KH IROO RZ LQJ OLQHV S UHVHQW WKH GDWD IRU D VLQ JOHOD\HUHG WDS H RI
&X1E7L1E7L &X1E1E7L 1E



7L

DO OR\ DQG



FRP S RVL WH

FRP S RVL WHV K HD W WUHD WHG LQ
7L

FRPSRVLWH ZLWK OD\HUV RI

1E+7L

YDULRXV P DQQHUV 7KH QXPEHU RI QP WKLFN
1E

DO OR\ RI PLQLPDO QP WKLFNQHVV DQ LVRWURS\ RI VHFRQG FULWLFD O ILHOG ZLWK UHVSHFW WR WK H RUL HQWD WLRQ RI OD \H U V LQ P DJQHWLF ILHOG ZD V REVHUYHG 7KH VORS H RI + SHQGHQF H DQ G F RQVHTXHQWO\ +. 7 DW WKH URO OLQJ SO DQH RULHQWD WLRQ SHUS HQGLFXOD U
)XQFWLRQDO PDWHULDOV



OD\HUV LQ

&X1E7L1E7L

FRPS RVLWH Z DV WKXV DS SUR[LPD WHO \ FRUUHVS RQGHG WR WKH WRWD O QXP EHU RI QLR ELXP DQG DOOR\ OD \HUV LQ

&X1E1E7L

.

7 GH

FRP






93.RU]KRYHWDO7KHVHFRQGFULWLFDOPDJQHWLF

P RUH +. . 7 DW G QP D QG 7 D W G QP
&X1E7L1E7L

7KH FULWLFDO FXUUHQW GHQVLW\ M. IRU WKH F RP SRVLWH LQ P D JQHWLF
1E

|

|

ILHO GV Ü 7 )LJ ZD V E\ WKH RUGHU ORZHU WKDQ LQ WDS HV ZLWK O D\ HUV VHH )LJ E +RZ HYHU QR VKD US M. GURS VWDUWLQJ IURP +

7 LW ZD V QRW REVHUYHG 7KH GHS HQGHQFHV VXEVWDQWLDOO\ WKH VDPH VORSH ÜG+.G7 %%.

.

7 IRU WKH

&X1E7L1E7L

WD SH VKRZ

Ü 7. D W GLIIHUHQW WD SH SO DQH RUL HQWDWLRQV LQ PD JQHWLF ILHOG )LJ D DQG WKXV WKH VD PH +
)LJ 'HSHQGHQFHV M.+ DW . IRU PXOWL OD\HUHG WDSH IUHH RI 1EOD\HUV DW SHUSHQGLFX ODU DQG SDUDOOHO DQG UROOLQJ SODQH RULHQWDWLRQV UHODWLYH WR PDJQHWLF ILHOG GLUHF WLRQ DIWHU UROOLQJ DQG DIWHU UROOLQJ DQG DQQHDOLQJ DW S& IRU K DQG

7K H YD O XH V RI ÜG+ . IRU WKH

.

. Ü 7

.

G7

%%.

&X1E7L1E7L

FRPS RVLWH
1E

DQG +.

GR QRW GLIIHU IURP VLP LOD U S DUD PHWHUV IRU D PP WK LF N V LQ JOH OD\H U HG D O OR\
7L



WD SH )LJ E

7KXV RXU P HDVXUHPHQWV KD YH FRQILUPHG WKDW WKH VHFRQG FULWLFDO PD JQHWLF ILHO G +. RI WKH
&X1E1E7L 1E

WR PD JQHWLF ILHO G GLUHFWLRQ ZD V DS SUHFLD EO\ OHVV WKDQ IRU S DUD OO HO RULHQWDWLRQ )LJ E 6X F K DQLVRWURS \ Z D V QRW RE VHUYHG IRU D FRP SRVLWH ZLWK PD [LPD O QP WKLFN QHVV RI OD\HUV )LJ D 7KH PH D VXUHP HQ WV KDYH FRQ IL UP H G WKH D ERYH P H QWL RQH G U HG XF WLR Q RI W K H VHFRQG FULWLFD O ILHO G LQ FRP SRVLWH WD SHV ZLWK WKLQ OD\H UV )RU WKH S DUD OO HO RULHQ WD WLRQ +. . 7 IRU WKH WD SH ZLWK WKH

FRP SRVLWH WDSHV FRQ

WDLQLQJ

OD \HUV GHFUHDVHV D W VPD OO OD \HU

WKLFNQHVV G QP FRPS DUD EOH ZLWK WKH VX S HUFRQGXFWRU FRKHUHQFH O HQJWK 7 >@ 7KH P HDVXUHPHQWV KDYH VKRZ Q DOVR WKD W +. RI WKH E\
&X1E7L1E7L

|

[

FRPS RVLWH IRUP HGRQO \

1E



7L

DOOR\ VXS HUFRQGXFWLQJ LQ WKH

KLJK P DJQHWLF ILHOGV FRLQFLGHV ZLWK +. RI

D P DVVLYH WDS H RI WKH VDP H DOOR\ 7KHUHIRUH L W LV RE YLRX V WKD W VLJQLILFDQW GHFUHDVH RI + EH FRQQHFWHG ZLWK WKH SUHVHQFH RI

PLQLP XP OD\ HU WKLFNQHVV G QP LV DSSUH F LDE O\ O RZ H U WK D Q IR U D VL QJ O H O D \ HUHG PD VVLYH WDS H RI
1E

|

.

LQ WKH

&X1E1E7L

FRPS RVLWH VKRXOG
1E



7L

DOOR\ 7
7L

O D\ HUV

DQG WD SHV ZLWK WKH

QHVV G QP 7 7KH D QQHDO LQJ DW S& UHVXOWLQJ LQ WKH LQ DO OR\ OD\HUV S UDFWLFDO O\ KDV QRW FKD QJHG WKH VHFRQG FULWLFDO ILHO G EHLQJ 7 ,Q FDVH RI WKH UROO LQJ SOD QH S HUSHQGLFXO DU WR PD JQHWLF ILHOG WKH +

|

1E



OD \HU WKLFN

Z KLFK LV LQ QRUPD O QRW VXSHUFRQGXFWLQJ VWD WH D W KLJK P DJQHWLF ILHOGV D QG WKDW GH FUHD VH FD Q EH H[SO DLQHG E\ WKH SUR[LPLW\ HIIHFW 7KH
1E

D

SKD VH VHJUHJD WLRQ

OD\HUV KD YLQJ D ORZ VHFRQG

FULWLFDO ILHO G D QG FRQVHTXHQWO\ WKXV EHLQJ LQ WKH QRUPD O VWDWH LQ KLJK PD JQHWLF ILHOGV VX S S UHVV
7L

WKH

VXS HUFRQGXFWLYLW\

LQ

1E



.

UHGXFWLRQ ZD V HYHQ

OD \HUV LQ WKH GHSWK DERXW WKH FRKHU

)LJ 'HSHQGHQFHV +

PDJQHWLF ILHOG GLUHFWLRQ IRU WKH FRPSRVLWH IUHH RI 1EOD\HUV DIWHU FROG GHIRUPDWLRQ DQG DQQHDOLQJ DW S& IRU K D DQG D VLQJOHOD\HUHG 1E 7L DOOR\ WDSH E

.

7 DW SHUSHQGLFXODU DQG SDUDOOHO UROOLQJ SODQH RULHQWDWLRQV UHODWLYH WR

)XQFWLRQDO PDWHULDOV








93.RU]KRYHWDO7KHVHFRQGFULWLFDOPDJQHWLF

HQFH OHQJWK >@ 7KLV HIIHFW FD QQRW UHVXO W LQ UHGXFWLRQ RI WKH PHDVXUHG +. YD OXH DW WKH O D\ HUWKLFNQHVVO DUJHU WKD QGRXEO HFRKHUHQFH O HQJWK G!! 7 ,Q WKLV FDVH WKH VXSHU FRQGXFWLYLW\ UHPD LQ V XQVXSS UHVVHG L QVL GH WKH OD\HU %XW D W G D QG WKXV + GXFWLYLW\ LV VXS SUHVVHG LQ WKH ZKRO H OD \HU

$W VPD OO O D\ HU WKLFNQHVV WKH +

GHSHQGV RQ WKH WD SH UROO LQJ SO DQH RULHQWD WLRQ ZLWK UHVS HFW WR WKH PD JQHWLF ILHO G GL UHFWLRQ 7KH REVHUYHG + H[SODLQHG E\ DQ LQFUHDVH RI WKH FULWLFDO ILHOG YDOXH DW WKH SDUDOOHO RULHQWDWLRQ ZLWK UHGXF WLRQ RI SODWH WKLFNQHVV >@ :KLOH WKH SUR[LP LW\ HIIHFW LV LQGHSHQGHQW RI WKH RULHQWDWLRQ

.

YDO XH

[

.

DQLVRWURS \ FDQ EH

d [

7 WKH VXS HUFRQ

[

7 DW WKH VSHFLILHG WHPS HUDWXUH FDQ EH FDO

.

VKRXOG GHFUHDVH 7KH VL]H RI

&RQFOXVLRQV
7KXV WKH PHD VXUHP HQWV RI VHFRQG FULWL FDO PD JQHWLF ILHO G +. QHDU 7. KDYH FRQ ILUPHG WKH +
&X1E1E7L

FXO DWHG IURP UHVXO WV RI + XVLQJ WKH IRUPXO D 7 ZK HUH

TXD QWXP $W P D[LP DO YD OXH + OHQJW K

) |




[



Ü

) S+ 7P L V


.

PHD VXUHP HQW

.

>@

W K H I OX [

Z H Z HUH D EOH WR P HDVXUH WKH FRUUHO DWLRQ WHPS HUDWXUH

.

7 WKD W

WD SHV FRQWD LQLQJ

.

UHGXFWLRQ LQ PXO WLO D\ HUHG
1E+7L

QDQR

[

7

|

OD\HUV ZLWK GHFUHDVLQJ OD\HU WKLFNQHVV )RU D WDSH ZLWK WKH OD\HU WKLFNQHVV G QP WKH +. LV DSSUHFLDEO\ ORZHU WKDQ IRU WKRVH ZLWK RXW
1E

QP D W WK H PHD VXU HP H QW DE RXW . )R U WK H

|

&X1E1E7 L

FR PS RVLWH ZL W K WKH P D[ L

PDO OD\ H U WK LF NQ HVV G FRQVLGHUDEO\ 7

FRPSRVLWHZLWKWKHPLQLPXPOD\HUWK LF NQ HVV G QP 7 QP 7KXV WKH +. YDO XH UHGXFWLRQ IRXQG IRU WKH
&X1E1E7L

[

|

|

OD\HUV ERWK IRU SDUDOOHO Ü 7

QP H[FHHGV

DQG SHUSHQGLFXODU RULHQWDWLRQ Ü 7 7KH UHGXFWLRQ RI WKH VHFRQG FULWLFD O PDJ QHWLF ILH O G H[S O DLQV D V KDUS GU RS RI WKH FULWLFD O FXUUHQW GHQVLW\ LQ WKH PXO WLO D\ HUHG WD SHV FRQWDLQLQJ a QP WKLFN OD\HUV LQ WKH PD JQHWLF ILHOGV H[FHHGLQJ Ü 7

QP ZKLOH IRU WKH

|

[

|

FRPS RVLWHV ZLWK OD \HU WKLFNQHVV G

FD Q EH H[S OD LQHG E\ WKH VXSS UHVVLRQ RI VX S HUFRQGXFWLYLW\ EHFDXVH RI WKH S UR[LP LW\HI IHFW 7KHVKDUSUHGXFWLRQRIWKHFULWLFD OFXU UHQW GHQVLW\ M. PHD VXUHG DW . LQ WKH X HV RI $FP D W + ILHO GV H[FHHGLQJ Ü 7 IURP KLJK YD O 7 GRZQ W R a $FP REVHUYHG IRU WKH &X1E1E7L FRPS RVLWHVZ LWKG QP LV GXH WR WKH +. UHGXFWLRQ EHFDXVH RI WKH S UR[LP LW\ HIIHFW WKH GRXEO H FRKHUHQFH OHQJWK 7 QHVV $W+.a7GHWHUPLQHGE\XVIRU7 . LV D SS UR[LP DWHO\ HTXD O WR WKH OD\ HU WKLFN

|

QP

5HIHUHQFHV
9 96 FK P LGW ,QWUR G XFWL R Q LQ 3K\VL F V RI 6 XSH UF RQ G XF W RUV 1DXND 0RVFRZ >LQ5XVVLDQ@ 0,.DUSRY 93.RU]KRY 9,9QXNRY HW DO 0DWHULDORYHGHQLH1R 0,.DUSRY 93.RU]KRY 9,9QXNRY HW DO 0DWHULDORYHGHQLH1R 0,.DUSRY 93.RU]KRY 91=YHUHY HW DO )L]7HNKQ9\VRN'DYO

|





[

|

QP

0,.DUSRY 93.RU]KRY 9,9QXNRY HW DO 'HIRUPDWVLD L 5D]UXVKHQLH 0DWHULDORY 1R 55+DNH$SSO3K\V/HWW





i?Ë }?ÒÒÓË äÈÓLÓË ??ãË ÈÈ?È??mÒ? ???mLÓÒ}Lm Ï ÓÈÓ???ÏäL?ÓÒäÒ È?ÈäÒ Ï ÓÈ???mLÓÒ? œ?ãÈmLm 1E+7L
{z??Î?m k{sL}ã?m {s~m???m

È??mL œ?L}Ò '}L äLœ'

Ï È äÈœ ÒÈÓ ??ÏLãËÓÒ?

i?œãLÎËÓ? ÈÈ?

a Óä v?L}Ò ?Ë?ÎÈÓ? ?ÒËÈ?ÓÒä ???}ÈmÈÓÓ'ä ÈÈ?
1E+1E7L





È?Ò Ï ÓÈ???mLÓÒ? œ?ãÈmLm ÓL?L

È?ÈäÒ ÓL?L




?mÒÓÈ

ÒmÓË ÏÈË?ãËÓÓ' ÓÈ???mLÓÒ? mÒ????mÒ? ÓÒ?} mLmÈã?œ' ÓÈ äLÎ {œÈÓ?mãËÓ? ? ?Ë }?ÒÒÓË äÈÓLÓË ??ãË ÏäËÓ ?mÒÓÒ





È?Lm mL a


?

È??mÒ? ?È}ËLm pÁË}

?ã?ÒÓÒ ???}È}Ò œ?L}Ò mLÓ?œÓ? Ï?mÓL



È?Lm ?Ò äÈãLR ?mÒÓL



È?Lm R?? ÏÓÈËÓÓ' ÏÈãËÎÈã? mL ??L?ÓÈL





È??mÒ? äËÎÈ?

mÈã?œ' ÏL ÏäËÓ



ËÓÓ'ä




œ' ËÁË}?ä ãÒÏ}?œL

Ó?

? äÈÓLÓ?? ??ã' cËÏãÈÒ ??'œÓ








)XQFWLRQDO PDWHULDOV