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Science Policy Issues
Neill Reid Science Mission Office

STUC Meeting 25 April 2013


Topics
§ MCT Programs revisited § Programmatic issues § Default proprietary time for HST programs § Solar System Science § Joint HST-
XMM programs § JWST preparatory programs

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STUC Meeting 25 April 2013


MCT Programs Revisited


STUC Meeting 25 April 2013


The original MCT programs
§ Original call in August, 2009 § Separate proposal review in January 2010 § Four proposals awarded time in three programs
§ CLASH -
multicolour imaging of 24 galaxy clusters § CANDELS ­ tiered imaging for galaxy evolution § CLASH/CANDELS high-
z SNe program § PHAT ­ multicolour imaging of ¼ of M31

§ ~2250 orbits, Cycles 18-
20 § ~1,500 GO, ~750 DD time
§ GO time taken from the Large allocation

§ No MCT programs in Cycle 21
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§ 900-
1,000 orbits for Large programs

STUC Meeting 25 April 2013


Are MCT programs worthwhile?
§ Analysis of HST programs (Apai et al, 2010, PASP)

shows that

§ Small programs produce more papers per orbit, but

individual papers have relatively low impact § Large programs produce fewer papers/orbit, but more papers per program, and generally have a higher impact (more citations)



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STUC Meeting 25 April 2013


Publications by program size

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Apai et al, 2010, PASP, 122: Statistics for 1998-2008

STUC Meeting 25 April 2013


Citations by program size

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Apai et al, 2010, PASP, 122: Statistics for 1998-2008

STUC Meeting 25 April 2013


Are MCT programs worthwhile?
§ Analysis of HST programs (Apai et al, 2010) shows

that

§ Small programs produce more papers per orbit, but

individual papers have relatively low impact § Large programs produce fewer papers, but with higher impact (more citations)

§ Current MCT programs:
§ CANDELS: ~40 papers published or submitted § CLASH: ~20 papers published or submitted § PHAT: ~8 papers published or submitted § Still too early to assess full impact
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STUC Meeting 25 April 2013


Another MCT call?
§ Original MCT concept was received with some

skepticism in the community.... § But as the programs progressed, questions were also raised regarding whether we might consider another call § In particular, Cycle 18-
20 MCT programs are all imaging programs § To explore community interest, we issued a call for white papers on potential MCT topics in mid-
2012 in conjunction with the call for input for the HDF Initiative § White papers on 8 scientific topics were received
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STUC Meeting 25 April 2013


Suggested MCT Topics
§ Constraining dark energy through observations of § § § § § § §
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~100 SNe at 0.6 < z < 0.8 Reverberation mapping of multiple AGN A Virgo cluster survey Large-
scale structure at z>2 through a multi-
colour wide-
field (1-
2 sq. deg.) survey Galactic Centre near-
IR imaging survey Characterising the circum-
galactic medium at z<0.4 Imaging survey of z>1.5 galaxy clusters Spectroscopic survey of transiting exoplanets
STUC Meeting 25 April 2013


Implementation
§ Issues:
§ HST is now 4 years past SM4; growing risk of instrumental

failure in the course of a large multi-
cycle program Õ any program would need to be structured to take that into account in maximising the science return § DD time applied to Frontier Fields program Õ MCT-
like programs must be drawn from GO time.

§ Potential approach
§ § § §
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Establish category of Very Large Programs (300-
500 orbits) Reviewed through standard TAC process Select 0 or 1 program Execute within a single cycle
STUC Meeting 25 April 2013


What next?
§ Very Large Programs could be implemented in future

cycles § ~500 orbits for VLP, ~500 for Large/Treasury? § Draw time from small & medium programs? § We would like advice from STUC on two questions: § Do the research topics suggested for MCT programs merit considering a Very Large Program option in Cycle 22 (or 23)? and/or § Does this category merit further exploration with the community?
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STUC Meeting 25 April 2013


Programmatics Default proprietary time for HST programs


STUC Meeting 25 April 2013


Proprietary time
§ What is the purpose of proprietary time?
§ Established to protect the intellectual property rights of the scientists who

developed the proposal, competed successfully for observing time and implemented the scientific program. § Designed to give the proposal team a reasonable opportunity to reduce, analyze and publish their observations without jeopardy of their efforts being pre-
empted by a competing team.

§ What is the purpose of (inter)national observatories?
§ To support scientific endeavours within the community as a whole § To maximise the scientific return by maximising data access

The proprietary period set for observations made with international observatories represents a balance between the benefits to the proposal team and the benefits to the community as a whole
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STUC Meeting 25 April 2013


Proprietary time on HST
§ Current defaults § 12 month proprietary time for Small/Medium § 0 months for Large programs § 0 months for Treasury programs § Proprietary time can be requested for Large/

Treasury programs ­ justification is reviewed and approved/rejected by the TAC

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STUC Meeting 25 April 2013


Proposed action
§ HST is aging
§ We want to maximise the opportunity for the community

to capitalise on HST observations. § A 12-
month proprietary period limits community access
remain proprietary

§ Cycle 21 proposal deadline is March 1 2013 § Over half of the Cycle 19 observations (March-
September, 2012)

§ We propose reducing the default proprietary period

for Regular GO Programs to 6 months
available at the Cycle N deadline

§ Maintains protection for the proposal team § Enables almost all of Cycle N-
2 observations to be publicly
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STUC Meeting 25 April 2013


Programmatics Solar System science with HST


STUC Meeting 25 April 2013


Background
§ Solar system observations have played a key role in

the HST science program since the outset

§ e.g. Shoemaker-
Levy 9, Jupiter/Saturn IHY, KBO surveys

§ Community Interest has waned in more recent cycles § Frustration has been expressed wrt the TAC process
§ Solar System was a single panel through Cycle 16; merged

with Exoplanets & circumstellar disks to give mirror panels in Cycles 17-
20 § Concerns over breadth of expertise on panels & limited access to observing time
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STUC Meeting 25 April 2013


Why mirror panels?

§ Serving on the panel that evaluates your proposal increases

your chances by ~250%, even if you leave the room.

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STUC Meeting 25 April 2013


Overall HST statistics
2500 2000 Proposals 1500 1000 500 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 HST Cycle 30,000 25,000 20,000 Orbits 15,000 10,000 5,000 0 Orbits requested Orbits accepted # proposals # successful

What's the proposal and orbit pressure for all HST proposals and for Solar System proposals? Cycle 7 statistics include Cycle 7N & 7AR MCT not included Cycle 16 Supplementary call not included Proposal oversubscription ranges from ~6:1 to ~3:1 Orbit oversubscription ranges from ~9:1 to ~3:1

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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 HST Cycle

STUC Meeting 25 April 2013


Solar System statistics
140 120 100 Proposals 80 60 40 20 0 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Cycle 1400 1200 1000 Orbits 800 600 400 200 0 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Cycle Submitted Approved Submitted Approved

Cycle 1 SS submission statistics are not available Cycle 7 statistics include Cycle 7N & 7AR MCT not included Cycle 16 Supplementary call not included Proposal oversubscription ranges from ~4:1 to ~1.5:1 Orbit oversubscription ranges from ~6:1 to ~3:1 N(proposals) ~ 40-50/cycle since Cycle 9 N(orbits) ~ 400±150/cycle since Cycle 9
STUC Meeting 25 April 2013

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Success rates
0.7 0.6 0.5 Success rate 0.4 0.3 0.2 0.1 0 2 3 4 5 6 7 8 9 10 11 Cycle 12 13 14 15 16 17 18 19 20 Orbits -
all Orbits -
SS Proposals -
all Proposals -
SS

§ Success rate = N(submitted)/N(approved) § Solar system proposals have generally maintained a higher

success rate than average, both by proposal and by orbit.
STUC Meeting 25 April 2013

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Proposal pressure
0.18 0.16 Fractional contribution 0.14 0.12 0.1 0.08 0.06 0.04 0.02 0 2 3 4 5 6 7 8 9 10 11 Cycle 12 13 14 15 16 17 18 19 20 Orbits Proposals

§ Fractional contribution = N(submitted SS)/N(submitted all) § Solar system proposals contribute ~5-
6% Cycles 8-
16; ~4% since SM4 § Orbit requests represent ~2-
3% of total since Cycle 9
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STUC Meeting 25 April 2013


Summary & Proposed Actions
§ Solar System science has maintained a higher than average success

rate in recent cycles, but.. § The overall proposal pressure, in terms of orbits requested and total proposals, has declined. § Are there other proposal mechanisms that might be better suited to planetary observations? § e.g. "campaigns" ­ series of smaller programs targeting a single object § Are there changes to the review process that might aid in selecting Solar System proposals?
§ e.g. additional external reviews

We intend to establish a working group to poll the Solar System community and provide recommendations on potential adjustments to the TAC process. Goal is to provide feedback at the next STUC meeting
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STUC Meeting 25 April 2013


Programmatics Joint HST-
XMM programs


STUC Meeting 25 April 2013


Background
§ HST has supported a joint observing program with XMM

in Cycles 20 & 21

§ 30 orbits available to XMM TAC for allocation § 150 ksec available to HST TAC for allocation § Program continuation contingent on community response

§ Result to date
§ Cycle 20: 30 orbits allocated by XMM, 0 ksec by HST § Cycle 21; 30 orbits allocated by XMM, 9 proposals for 596 ksecs

to be considered by HST TAC

§ XMM has requested that the joint program is extended

through Cycle 22

§ We support that proposal, but encourage further review after
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the results from Cycle 21 become available

STUC Meeting 25 April 2013


Programmatics Preparatory programs for JWST


STUC Meeting 25 April 2013


Background
§ JWST is scheduled for launch in October, 2018
§ STScI has an obligation to maximise its scientific productivity

§ JWST instrumentation is focused on observations at near-


and mid-
infrared wavelengths

§ Potential for limited observations 6,000 < < 10,000 å § No capabilities at shorter wavelengths

§ HST is clearly well placed to provide high-
resolution

supporting optical/UV observations

current cycles. § How can we provide an opportunity for such observations in advance of JWST's launch?
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§ The aim is to maintain HST operations through 2020, but... § HST's status 5 years hence is a matter for speculation. § HST observations alone may not be scientifically competitive in

STUC Meeting 25 April 2013


Proposal mechanisms
§ JWST preparatory programs
§ GO proposals for observing time in support of future JWST

programs § Science ranked with other GO proposals, but orbits taken from a separate, limited pool (~100 orbits?) § Requires a separate proposal for JWST time

§ Joint HST-
JWST proposals
§ Potential reciprocal arrangement with JWST in future cycles § Contingent on HST functionality § Analogous to Joint HST-
Spitzer/Chandra/XMM proposals;

proposal submitted to prime observatory § Science ranked with other GO proposals
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§ STScI welcomes input from the STUC on this issue
STUC Meeting 25 April 2013


Summary
§ MCT Programs § We request input from STUC on whether to offer a new § §

§

§

opportunity for Very Large Programs on HST Proprietary Time § We recommend reducing the default period to 6 months Solar System programs § We intend to establish a working group to investigate potential mechanisms for better enabling Solar System science with HST Joint HST-
XMM programs § We recommend continuing the joint program through Cycle 22 (do we?) Preparatory observations for JWST § We request input from the STUC on mechanisms for enabling HST observations in support of JWST science programs

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